In addition to your name, address and phone number, you will need the following information to complete the Proprietary Trading Group Account Application:
Partnership, Corporation, Limited Liability Company and Unincorporated Business
Proprietary Trading Group Tax Identification Number;
US Tax Classification (Partnership, Corporation, Disregarded Entity);
US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card);
Controlling Officer name, address, phone number, US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).
If the entity is NOT a U.S. publicly-traded company or registered with a U.S. financial regulatory agency, then for each 10% or greater shareholder:
Name;
Date of birth;
Address;
Phone;
Country of citizenship or formation if entity;
US Social Security Number or ID number if not a US citizen (Driver's License, Alien Identification Card, Passport or National Identity Card).
Estimated Net Worth (excluding value of residence);
Estimated Liquid Net Worth (excluding value of residence).
Annual Net Income;
Total Assets;
Bank or third-party broker account numbers for funding purposes, plus routing number for check deposits.
What You Need - Documents (Proprietary Trading Group Applicants in the US)
In addition to the information that you will need to complete the application, you will be asked to provide the documents listed below.